SSUSA Job #698: Business Surveillance Analyst
Business Surveillance Analyst
One of our financial industry clients is looking for a Business Surveillance Analyst. This position will include responsibility for monitoring daily surveillance reports and alerts related to institutional transactions in fixed income products, creation of new surveillance reports as needed, and handling of special projects and reviews.
Conduct T+1 surveillance using exception reports and other tools
Review trade alerts and escalate any findings as needed
Analyze exception report data for trending purposes
Prepare weekly reports with findings and present to Business Surveillance and Compliance teams in weekly meetings
Review of electronic communications
Specific knowledge of fixed income, over-the-counter markets is required
Experience at either in-house Compliance Department or similar regulatory experience (e.g. FINRA), or experience within a Business Surveillance role - minimum 5 years.
Proficiency in Excel (macros, working with large data sets, graphing)
Series 7 is preferred but not necessary
BA or BS Degree from a College or University is required
SEND YOUR RESUME IN CONFIDENCE TO JOBS@SSUSA.COM
IN THE SUBJECT BOX PUT CODE 698
New York City