SSUSA Job #698: Business Surveillance Analyst

Job Description

 

Business Surveillance Analyst

 

One of our financial industry clients is looking for a Business Surveillance Analyst. This position  will include responsibility for monitoring daily surveillance reports and alerts related to institutional transactions in fixed income products, creation of new surveillance reports as needed, and handling of special projects and reviews.   

 

Responsibilities:

 

  •  Conduct T+1 surveillance using exception reports and other tools

  • Review trade alerts and escalate any findings as needed

  • Analyze exception report data for trending purposes

  • Prepare weekly reports with findings and present to Business Surveillance and Compliance teams in weekly meetings 

  • Review of electronic communications

 

Experience:

 

  • Specific knowledge of fixed income, over-the-counter markets is required

  • Experience at either in-house Compliance Department or similar regulatory experience (e.g. FINRA), or experience within a Business Surveillance role - minimum 5 years.  

  • Proficiency in Excel (macros, working with large data sets, graphing)

  • Series 7 is preferred but not necessary

  • BA or BS Degree from a College or University is required

 

 

SEND YOUR RESUME IN CONFIDENCE TO JOBS@SSUSA.COM

 

IN THE SUBJECT BOX PUT CODE 698

 

 

 

 

 

             

 

 

 

Job Location
New York City

Position Type
Permanent